From Gaps to Governance: Strengthening CSCRF Maturity for a Qualified Stock Broker

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CSCRF Case Study

From Gaps to Governance: Strengthening CSCRF Maturity for a Qualified Stock Broker

How we assessed 147 controls, exposed critical risks & built a roadmap to achieve SEBI CSCRF compliance.

The Challenge

A leading Qualified Stock Broker (QSB) needed to align with SEBI’s CSCRF. Despite existing controls, they lacked visibility into its actual maturity level. Critical areas such as detection, response, and third-party risk management required immediate attention.

Our Approach

We conducted CSCRF audit covering all six SEBI domains. The assessment evaluated 147 controls across governance, risk, protection, detection, response & recovery. The objective was to identify gaps, quantify maturity & provide a clear roadmap.

Key Results

  • Assessed 147 controls across all six CSCRF domains
  • Identified overall maturity score of 2.4/5, below regulatory expectations
  • Highlighted critical gaps in Detect (2.2) and Respond (2.0) domains
  • Identified 8 critical findings impacting compliance readiness
  • Delivered a structured roadmap to achieve 3.5+ maturity

Service Highlights

  • SEBI CSCRF audit and maturity assessment
  • Control mapping across six domains
  • Risk prioritisation and gap analysis
  • Regulatory alignment and compliance tracking
  • Remediation roadmap with defined timelines
  • Executive-level reporting and insights

Client Gains

  • Clear visibility into cybersecurity maturity
  • Prioritised actions aligned with SEBI expectations
  • Reduced regulatory risk
  • Structured roadmap for compliance and resilience

Client Testimonial

“CyberNX experts helped us understand our true CSCRF readiness. Their structured assessment and roadmap gave us clarity on what to fix and when.”

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