SEBI Compliance Services

SEBI Compliance Services

SEBI Compliance Assessment, Control Implementation & Sustenance Services

CyberNX provides Assessment, Implementation and Sustenance Services for SEBI Cyber Security and Cyber Resilience Framework for Stock Brokers, Depository Participants, Mutual Funds, Asset Management Companies (AMCs), Stock Exchanges, Clearing Corporations and Depositories. The SEBI circular requires all stockbrokers must comply with the SEBI cyber security framework and maintain adequate cyber security and cyber resilience framework to protect the integrity of data and privacy. CyberNX regulatory compliance services for SEBI helps organizations to assess and comply with the provisions.

As part of our Regulatory Compliance Services, we map the SEBI compliance requirements for your organization and help you understand current state, gaps identified and requirements to be fulfilled to comply with the guidelines prescribed in the SEBI Cyber Security and Cyber Resilience Framework. The SEBI Cyber Resilience Framework is an important guideline for all Stockbrokers, Depository Participants, Mutual Funds, Asset Management Companies (AMCs), Stock Exchanges, Clearing Corporations and Depositories.

Our Approach

CyberNX having many years of experience in Information Security Governance Management and regulatory compliance, have a complete approach to assess cyber security requirements. Some of the key areas of the assessment is as follows:

  • Information Security Structure and Documentation Review
  • Assess the current status of control, policy and control implementation and map against SEBI requirements
  • Audit the effectiveness of controls and documentation
  • Evaluate the current implementation of policy and controls as against the regulatory requirements.
  • Remediation of Gaps Identified

Once the gaps are identified, we develop remediation plan to mitigate the gaps by closely coordinating with the client. During this process, we also assist the client to fix the gaps within a shortest possible time and lowest possible cost.

Final Review & Reporting

Once the remediation process is completed, a detailed review of the effectiveness of the overall controls, plan to sustain the compliance requirement is performed. Final outcome of the assessment is reported and reviewed with the client.

Why CyberNX?

CyberNX having extensive experience in regulatory and compliance consulting, we can help organizations to comply with SEBI Cyber Security and Cyber Resilience Framework on a fast-track basis.

Having a full-fledged Cyber Security practice, CyberNX is in a position to provide full range of solutions right from regulatory consulting, security testing or security operations center.

Apart from the provisions of SEBI framework, CyberNX also incorporates other standards such as ISO 27001 and NIST to strengthen Cyber Security posture of the organization per other international frameworks.

FAQ's for SEBI Compliance Services

A corporation that has any of its securities listed on a stock exchange is referred to as being listed.
A statutory regulatory organisation known as SEBI was founded on April 12th, 1992. By creating rules and regulations, it keeps an eye on and controls the Indian capital and securities market while making sure to protect investors' interests.
SEBI has the authority to oversee and carry out tasks including requiring periodic returns from stock exchanges, approving by-laws for stock exchanges, checking the records of financial intermediaries like banks, and compelling specific businesses to list on one or more stock exchanges.

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